JOB DESCRIPTION:
Hiring: Compliance & Process Control Specialist
Type: Contract Inside IR35 -12 months Extendable
Location : London , UK [ Hybrid - 1 to 2 days onsite / week ]
Rate : GBP 420 - 500 /day Inside IR35
Responsibilities
- Monitor team adherence to company compliance rules, policies, and regulatory requirements.
- Review and maintain Standard Operating Procedures (SOPs), job aids, and process documents in collaboration with managers and internal stakeholders.
- Design, implement, and regularly review operational controls to ensure compliance.
- Conduct internal checks, dummy audits, and case reviews to validate adherence to procedures.
- Support the complaints-handling process, ensuring alignment with regulatory standards in the financial and regulated environment.
- Facilitate communication across teams to reinforce compliance awareness and expectations.
- Work closely with management and internal representatives (e.g., compliance, risk, legal teams) to ensure SOPs and job aids meet regulatory and company guidelines.
- Drive continuous improvements by updating SOPs and processes on a regular basis.
- Act as a compliance ambassador within the team, fostering a culture of accountability and integrity.
Qualifications & Skills
- Proven experience in compliance, audit, risk management, or process control (preferably in a financial services or regulated environment).
- Strong knowledge of compliance frameworks, complaints handling processes, and regulatory standards.
- Experience creating, reviewing, and maintaining SOPs, job aids, and internal controls.
GCS is acting as an Employment Business in relation to this vacancy.

Compliance & SOP Analyst
Greater London
Contract
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