Consumer Duty SME (OutsideIR35)
Consumer Duty Product Consultant | Remote 6-Month | Outside IR35 Contract (UK)
Location: Fully remote
Contract: 6 Months intially
IR35: Outside IR35
Day Rate: Competitive
We're supporting a fast-growing FCA-regulated FinTech / DFM that is looking to engage an experienced Compliance / Product Consultant to implement the firms Consumer Duty and Product Governance function.
This is a hands-on delivery role, working closely with Product, Investment, Distribution, Risk and Compliance teams to ensure Consumer Duty requirements continue to be embedded across investment products and services.
Key Responsibilities
- Conduct Fair Value Assessments (FVAs)
- Review and update Target Market Assessments (TMAs), ensuring alignment with Consumer Duty and PROD requirements.
- Support Consumer Duty Outcome Testing, including methodology design, MI analysis and reporting.
- Produce high-quality documentation for Board and Investment Committee reporting.
- Develop and enhance Consumer Duty MI frameworks and governance processes.
- Work closely with Product, Investment, Risk & Compliance and Distribution teams to gather evidence and validate assessments.
- Ensure all documentation is robust, evidence-based and compliant with FCA expectations.
Required Experience
- Strong experience within an FCA-regulated investment or wealth management business.
- Proven experience delivering Consumer Duty initiatives.
- Hands-on experience completing Fair Value Assessments and Target Market Assessments.
- Strong understanding of Consumer Duty (PRIN 2A) and PROD regulations.
If this could be of interest, or you'd like to discuss the opportunity further, please apply and I will be get in touch.
GCS is acting as an Employment Business in relation to this vacancy.
Consumer Duty SME (OutsideIR35)
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